2) and Raymond James (No. The committee cited growth in profits, recruited assets of $27.3 billion and progress “that exceeded expectations” on the firm’s long-term goal of The committee also considered LPL’s “strategic execution, including its progress in providing new capabilities that help its financial advisors differentiate themselves in the marketplace,” the proxy states. It’s easy for large broker-dealers like LPL, which are frequently in the press, to become an easy target for negative reviews and comments.

Dan Arnold received a 155% raise in his first year atop the nation’s largest independent broker-dealer. Mark Casady is retiring as CEO of LPL Financial LLC and will be succeeded by LPL President Dan Arnold, LPL announced Monday. Financial Planning 3) are the closest direct rivals to LPL, both firms include employee brokerages and several other divisions outside wealth management.

By For reprint and licensing requests for this article, “I wanted to be able to walk in the door and only be able to answer to one constituency: my clients,” advisor Andy Ferguson says. Dan has made over 25 trades of the LPL stock since 2010, according to the Form 4 filled with the SEC.

See Dan Hogan Arnold's compensation, career history, education, & memberships.

LPL Financial serves customers in the States of Massachusetts, California, and South Carolina.4707 Executive Drive

Arnold will remain president and join the LPL board of directors. United States “For example, the The bonus pool came out as 6.2% of adjusted EBITDA in 2018, compared While the IBDs at Ameriprise (No. Dan Arnold received $7.1 million in 2018, far below the longer-tenured chiefs of rival firms Ameriprise and Raymond James.

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Connecting decision makers to a dynamic network of information, people and ideas, Bloomberg quickly and accurately delivers business and financial information, news and insight around the world.Connecting decision makers to a dynamic network of information, people and ideas, Bloomberg quickly and accurately delivers business and financial information, news and insight around the world.LPL Financial LLC of California provides investment advisory services. Arnold, 54, earned total compensation of $7.1 million — including the cash bonus of $2.4 million — for the year, the nation’s largest independent broker-dealer That bonus came after the company set a record in recruited client assets and Arnold received 135% of his target award after LPL’s compensation committee increased the bonus pool funding to $55.4 million, the proxy states.

The Company offers portfolio management, capital raising, financial planning, and brokerage services. By Cracchiolo, 60, sustained a 43% hit to cash pay and a 23% drop in total compensation for the year “despite strong performance on financial and business and strategic metrics,” In a nonbinding vote last year, 75% of Ameriprise's shareholders voted “We heard you,” the document says. Menu

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April 01, 2019, 1:48 p.m. EDT

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By The advisor is asking a judge to reconsider the order, saying he wasn’t given a chance to defend himself against accusations of violating a non-solicitation agreement. Even a cash bonus of quadruple his salary didn't bring LPL Financial CEO Dan Arnold's compensation close to that of the CEOs of the firm's closest rivals.

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